My client, an innovative financial services company based in Oxford, are looking for a Senior Compliance Officer to join their established team. This is a permanent role paying up circa £50k plus an attractive bonus scheme.
As the Senior Compliance Officer you would be responsible for identifying compliance risks and developing appropriate controls within the regulatory framework. You will also be involved in training colleagues, promoting the organizational compliance internally and developing a risk based compliance monitoring and testing programme. Audit skills we be essential as you will be responsible for managing regulatory reviews and compliance related audits. Providing assistance will be key as well as providing accurate and reliable compliance advisory support and managing internal and external relationships.
The ideal candidate will have at least 5 years experience in the financial services and have strong expertise in consumer finance regulatory compliance requirements.
The right candidate must have experience with:
•FCA Sourcebooks (CONC, DISP, SYSC and SUP)
•Data Protection Act
Additionally you should be aware of:
•Oversight of distribution chains
•The variety of permissions held by brokers including limited and full permission plus the AR framework
•Application of the Senior Managers Regime
This opportunity would be ideal for someone looking to join a dynamic, innovative organisation who really invest in their employees with regular company lunches, extramural activities and a fridge full of food and drink.
Should you be interested in this position, please do send your profile and call for further information.
Costello and Reyes operate as both a recruitment business and recruitment agency for its clients.
Unfortunately, sponsorship cannot be provided so you must have the right to work in the UK.